2-3 MARCH 2009 IFIE/IOSCO CONFERENCE MATERIALS

MONDAY 2 MARCH

7:30 AM	REGISTRATION OPENS/CONTINENTAL BREAKFAST
9:00 AM	WELCOMING REMARKS Steven A. Joachim, Chairman, International Forum for Investor Education and Executive Vice President, Transparency Services and International Affairs and Service, Financial Industry Regulatory Authority, United States
9:15 AM	KEYNOTE SPEAKER Dr. Ahmed Saad, Chairman, Capital Market Authority, Egypt
9:45 AM	STARTING EFFECTIVE INVESTOR EDUCATION PROGRAMMES – Investigate strategies from around the world for launching investor education programmes that work.

Paul Bourque (moderator), Senior Vice President, Enforcement, Policy, and Registration, Investment Industry Regulatory Organization of Canada
Ricardo Nardini, Certificação e Educação de Investidores, Associação Nacional dos Bancos de Investimento, Brazil
Dr. Nik Ramlah Mik Mahmood, Managing Director, Securities Commission, Malaysia
Hesham Ibrahim, Chief, Chairman's Technical Affairs Committee, Capital Market Authority, Egypt
Sok Hun Kang, President, Emerging Markets Center, Korea Financial Investment Association

10:45 AM	BREAK – Sponsored by CSI Global Education Inc. (CSI)
11:00 AM	FINDING AND UTILIZING RESOURCES FOR INVESTOR EDUCATION PROGRAMMES – Funding investor education can often be difficult, especially in tough economic times. Learn how different organizations have developed innovative funding mechanisms for investor education.

Roberta Wilton (moderator), President and CEO, CSI Global Education Inc.
Tom Hamza, President, Investor Education Fund, Canada
Don Blandin, President and CEO, Investor Protection Trust, United States, (second document)
Pascale Micoleau-Marcel, Chief Representative, French Consumer Education Institute, (second document), (third document)
Norio Inomata,General Manager, Securities Education Division, Japan Securities Dealers Association, (second document)

NOON	LUNCHEON – Sponsored by Securities Investor Protection Corporation (SIPC), United States Stephen Harbeck, President, SIPC
1:30 PM	MARKETING INVESTOR EDUCATION TO TARGET GROUPS – Explore what the difference is between educating the public about investing, and marketing customized investor education programmes to meet their needs.

2:30 PM	SPEAKER Xi Yuan, Deputy Director, Securities Association of China
2:50 PM	KEYNOTE SPEAKER – Recent Developments in Behavioral Finance and Economics Doug Shadel, State Director, AARP, United States

3:45 PM	BREAK – Sponsored by CFA Institute
4:00 PM	MOVING INVESTOR EDUCATION INTO THE 21ST CENTURY – Investigate how new information, media, and technology platforms could serve as a catalyst to profoundly improve investor education in the 21st century.

Kathryn Edmundson (moderator), Securities Industry and Financial Markets Association Foundation, United States
John Gannon, President, FINRA Investor Education Foundation and Senior Vice President, Financial Industry Regulatory Authority, United States
Kristin Kaepplein, Director, Office of Investor Education and Advocacy, Securities and Exchange Commission, United States
Jose Alexander Vasco - Superintendent (Head of the Investor Assistance and Education Department), Comissao de Valores Mobiliarios, Brazil
Patricia Bowles, Director, Communications and Education, British Columbia Securities Commission, Canada
Santiago Escudero, Senior Staff, Comisión Nacional del Mercado de Valores, Spain

6:00 PM

EVENING ENTERTAINMENT – Sponsored by Financial Industry Regulatory Authority (FINRA)

TUESDAY 3 MARCH

7:00 AM	*IFIE Advisory Committee Meeting (for committee members only)*
7:15 AM	*IFIE MEMBER MEETING (for members only)*
7:30 AM	CONTINENTAL BREAKFAST
8:45 AM	SUMMARY OF DAY 1 Steven A. Joachim, Chairman, International Forum for Investor Education and Executive Vice President, Transparency Services and International Affairs and Service, Financial Industry Regulatory Authority, United States
9:00 AM	SPEAKERS Michael Paese, Executive Vice President, Global Advocacy, Securities Industry and FinancialMarkets Association, United States
9:20 AM	EVALUATING INVESTOR EDUCATION PROGRAMMES – Investor educators that do not evaluate their programs miss a great opportunity to build public and private support for investor education programmes that can improve the financial well-being of investors. Examine how to improve results and increase support for your investor education programme through evaluation.

Kathryn Edmundson (moderator), Securities Industry and Financial Markets Association Foundation, United States
Lois A. Vitt, Founding Director, Institute for Socio-Financial Studies, United States
Brent Neiser, Director of Strategic Programs and Alliances, National Endowment for Financial Education, United States, (second document)
Shazia Miller, Director of Evaluation, Learning Point Associates, United States

10:30 AM	BREAK – Sponsored by Securities Industry and Financial Markets Authority (SIFMA) and SIFMA Foundation, United States
10:45 AM	ROUND TABLE: THE FUTURE OF INVESTOR EDUCATION – Explore with top regulators and financial industry executives what the current financial crisis means for investor education.

Steven A. Joachim (moderator), Chairman, International Forum for Investor Education and Executive Vice President, Transparency Services and International Affairs and Service, Financial Industry Regulatory Authority, United States
Dr. Ahmed Saad, Chairman, Capital Market Authority, Egypt
Susan Wolburgh Jenah, President and CEO, Investment Industry Regulatory Organization of Canada
Maria Jose Gómez Yubero, Director of Investors, Comisión Nacional del Mercado de Valores, Spain
Madhu Sudan Sahoo, Whole Time Member, Securities and Exchange Board of India

NOON

WRAP-UP AND DEPARTURE

Steven A. Joachim (moderator), Chairman, International Forum for Investor Education and Executive Vice President, Transparency Services and International Affairs and Service, Financial Industry Regulatory Authority, United States

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